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RECOMMENDATIONS FROM THE 2001 UNIVERSITY
ADVISORY COMMITTEE ON CONTINUING STATUS
At the end of this year’s deliberations, the University Advisory
Committee on Continuing Status reviewed and summarized some procedural
questions and concerns arising out of their review of this year's
dossiers. The following document outlines their concerns, together with
recommendations from the Office of the Provost, which are indicated in
bold type. Please distribute this
material to all candidates and committee members who will be taking part
in the promotion and continuing status review process in 2001-2002.
- The Committee recommends that deadlines for submission of packets be
firmly enforced. If deadlines are not going to be enforced, a protocol
needs to be established for handling late submissions. This year some
packets arrived in March and April.
[The Office of the Provost concurs. Please see
the cover letter for firm deadlines for 2001-2002.]
[The Office of the Provost recommends that any
letters other than those of the outside evaluators be clearly organized
and titled in a separate section of the dossier. It is not a violation of
protocol to include such letters, as long as they are clearly located in a
separate section. Section V of the dossier template states, "If the
candidate has engaged in extensive collaboration, and the ability of the
candidate to make independent contributions may be difficult to ascertain,
it may be helpful to request letters from one or more of his/her
collaborators, describing the extent and nature of the candidate's
contribution to the collaboration."]
- A question was raised by the Committee of whether tenured faculty
are considered peers of continuing status faculty and vice-versa. The
faculty status committee for one unit consisted of only tenured faculty
as indicated by their professorial titles. The Committee recommends that
policy on this issue be clarified.
[Decisions regarding the makeup of committees
are left to the colleges and units, provided that they meet the
requirements stated in UHAP 4.10. In a situation such as the one described
above, the rationale for the committee makeup should be stated in the unit
head's letter or in Section III of the dossier.]
- The Committee recommends that departments ensure that the title of
an applicant’s position correspond to the position description used to
evaluate the applicant’s worthiness for promotion and/or continuing
status. A candidate for promotion in one unit had the title of Research
Scientist while the position description described a full-time service
assignment with no research assignment. The candidate’s record contained
no research effort. The dilemma for the Committee is whether to evaluate
the candidate’s record using criteria for the position title or for the
position description.
[The Office of the Provost recommends that
candidates be evaluated according to their position descriptions as
outlined in Section II of the dossier. Clearly, there should not be a
conflict between the title and the position description; in such cases
where a conflict exists, it is the responsibility of the unit head to
explain the anomaly.]
- The Committee strongly recommends that packets not be accepted for
consideration unless accompanied by written criteria for use in
evaluating the candidate’s worthiness for promotion and/or continuing
status. In one such case, the Committee, in the absence of any criteria,
concluded from the candidate’s record that performance was sufficient to
warrant promotion. However, the question remains as to whether the
Committee, in the absence of the written criteria, should have taken any
action in this case.
[The Office of the Provost recommends that any
dossier lacking the unit's written criteria be returned to the unit for
addition of that material required in Section III of the dossier
template.]
- The Committee recommends that packets containing unsigned letters of
reference not be forwarded to this committee until signatures have been
obtained.
[The Office of the Provost
concurs.] In summary the Committee, after reviewing the
recommendations made by the 1999-2000 University Advisory Committee on
Continuing Status and Promotion, concluded that major improvements were
made in the quality of dossiers submitted in 2000-01. Overall quality of
packets submitted in 2000-2001, with the exceptions noted above, was quite
good.
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