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RECOMMENDATIONS FROM THE 2001 UNIVERSITY ADVISORY COMMITTEE ON CONTINUING STATUS

At the end of this year’s deliberations, the University Advisory Committee on Continuing Status reviewed and summarized some procedural questions and concerns arising out of their review of this year's dossiers. The following document outlines their concerns, together with recommendations from the Office of the Provost, which are indicated in bold type. Please distribute this material to all candidates and committee members who will be taking part in the promotion and continuing status review process in 2001-2002.

  • The Committee recommends that deadlines for submission of packets be firmly enforced. If deadlines are not going to be enforced, a protocol needs to be established for handling late submissions. This year some packets arrived in March and April.
[The Office of the Provost concurs. Please see the cover letter for firm deadlines for 2001-2002.]
  • The Committee suggests that clarification regarding policy pertaining to what constitutes appropriate letters of reference would be helpful to departments. Questions that need clarification include: 1) Does requesting input from peers not included in the list of evaluators violate the promotion and continuing status peer review protocol? Optional letters of evaluation by University of Arizona faculty colleagues are limited to no more than two. 2) If additional inputs are allowed, should those letters be included in the packet so that at each step of the evaluation an independent assessment can be made as to their positive or negative position on the candidate's application? 3) Should faculty not on the peer evaluator list who are providing input be provided a copy of the candidate's vita?

    The Committee recommends clarification on these issues; however, the main point is that there needs to be consistency in the promotion and continuing status process across all departments and colleges.

[The Office of the Provost recommends that any letters other than those of the outside evaluators be clearly organized and titled in a separate section of the dossier. It is not a violation of protocol to include such letters, as long as they are clearly located in a separate section. Section V of the dossier template states, "If the candidate has engaged in extensive collaboration, and the ability of the candidate to make independent contributions may be difficult to ascertain, it may be helpful to request letters from one or more of his/her collaborators, describing the extent and nature of the candidate's contribution to the collaboration."]
  • A question was raised by the Committee of whether tenured faculty are considered peers of continuing status faculty and vice-versa. The faculty status committee for one unit consisted of only tenured faculty as indicated by their professorial titles. The Committee recommends that policy on this issue be clarified.
[Decisions regarding the makeup of committees are left to the colleges and units, provided that they meet the requirements stated in UHAP 4.10. In a situation such as the one described above, the rationale for the committee makeup should be stated in the unit head's letter or in Section III of the dossier.]
  • The Committee recommends that departments ensure that the title of an applicant’s position correspond to the position description used to evaluate the applicant’s worthiness for promotion and/or continuing status. A candidate for promotion in one unit had the title of Research Scientist while the position description described a full-time service assignment with no research assignment. The candidate’s record contained no research effort. The dilemma for the Committee is whether to evaluate the candidate’s record using criteria for the position title or for the position description.
[The Office of the Provost recommends that candidates be evaluated according to their position descriptions as outlined in Section II of the dossier. Clearly, there should not be a conflict between the title and the position description; in such cases where a conflict exists, it is the responsibility of the unit head to explain the anomaly.]
  • The Committee strongly recommends that packets not be accepted for consideration unless accompanied by written criteria for use in evaluating the candidate’s worthiness for promotion and/or continuing status. In one such case, the Committee, in the absence of any criteria, concluded from the candidate’s record that performance was sufficient to warrant promotion. However, the question remains as to whether the Committee, in the absence of the written criteria, should have taken any action in this case.
[The Office of the Provost recommends that any dossier lacking the unit's written criteria be returned to the unit for addition of that material required in Section III of the dossier template.]
  • The Committee recommends that packets containing unsigned letters of reference not be forwarded to this committee until signatures have been obtained.
[The Office of the Provost concurs.] In summary the Committee, after reviewing the recommendations made by the 1999-2000 University Advisory Committee on Continuing Status and Promotion, concluded that major improvements were made in the quality of dossiers submitted in 2000-01. Overall quality of packets submitted in 2000-2001, with the exceptions noted above, was quite good.

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